9.23 -0.08 (-0.86%)

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182.0K XNAS Volume

XNAS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Horizon Technology Finance Corp

The latest disclosure was made by Michael Balkin in Horizon Technology Finance Corp where a trade of 20,000 Common Stock done at an average price of $8.5 was reported to US exchanges on Dec. 16, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Michael Balkin Director Purchase of securities on an exchange or from another person at price $ 8.53 per share. 16 Dec 2024 20,000 20,000 (0%) 0% 8.5 170,600 Common Stock
Gerald A. Michaud Director, President Purchase of securities on an exchange or from another person at price $ 9.31 per share. 25 Nov 2024 8,000 169,309 (1%) 0% 9.3 74,519 Common Stock
Joseph J. Savage Director Purchase of securities on an exchange or from another person at price $ 9.35 per share. 13 Nov 2024 5,000 55,000 (0%) 0% 9.4 46,750 Common Stock
Joseph J. Savage Director Purchase of securities on an exchange or from another person at price $ 9.20 per share. 13 Nov 2024 4,500 59,500 (0%) 0% 9.2 41,400 Common Stock
Michael Balkin Director Purchase of securities on an exchange or from another person at price $ 10.58 per share. 05 Aug 2024 10,000 10,000 (0%) 0% 10.6 105,800 Common Stock
Jonathan Joseph Goodman Director Purchase of securities on an exchange or from another person at price $ 10.81 per share. 05 Aug 2024 2,313 2,313 (0%) 0% 10.8 25,004 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 11.77 per share. 08 Mar 2024 3,650 156,244 (0%) 0% 11.8 42,961 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 11.03 per share. 20 Dec 2022 18,250 144,585 (0%) 0% 11.0 201,298 Common Stock
Robert Pomeroy Director, CEO and Chairman of the Board Purchase of securities on an exchange or from another person at price $ 13.03 per share. 09 Dec 2022 600 8,717 (0%) 0% 13.0 7,818 Common Stock
Robert Pomeroy Director, CEO and Chairman of the Board Purchase of securities on an exchange or from another person at price $ 13.03 per share. 09 Dec 2022 4,000 172,821 (1%) 0% 13.0 52,120 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 12.90 per share. 06 Dec 2022 4,000 126,335 (0%) 0% 12.9 51,600 Common Stock
Daniel R. Trolio Executive VP and CFO Purchase of securities on an exchange or from another person at price $ 13.04 per share. 16 Nov 2022 758 2,374 (0%) 0% 13.0 9,884 Common Stock
Edmund Mahoney Director Purchase of securities on an exchange or from another person at price $ 9.88 per share. 29 Sep 2022 500 7,169 (0%) 0% 9.9 4,940 Common Stock
Robert Pomeroy Director, CHIEF EXECUTIVE OFFICER Purchase of securities on an exchange or from another person at price $ 11.30 per share. 21 Jun 2022 4,000 162,127 (0%) 0% 11.3 45,200 Common Stock
Joseph J. Savage Director Purchase of securities on an exchange or from another person at price $ 12.23 per share. 16 May 2022 10,000 50,000 (0%) 0% 12.2 122,300 Common Stock
Joseph J. Savage Director Purchase of securities on an exchange or from another person at price $ 11.82 per share. 12 May 2022 5,000 40,000 (0%) 0% 11.8 59,100 Common Stock
Daniel R. Trolio CFO Purchase of securities on an exchange or from another person at price $ 12.00 per share. 10 May 2022 414 1,532 (0%) 0% 12 4,968 Common Stock
Gerald Michaud Director, PRESIDENT Purchase of securities on an exchange or from another person at price $ 12.06 per share. 09 May 2022 3,050 121,899 (0%) 0% 12.1 36,783 Common Stock
Robert Pomeroy Director, CHIEF EXECUTIVE OFFICER Purchase of securities on an exchange or from another person at price $ 12.57 per share. 06 May 2022 1,000 7,674 (0%) 0% 12.6 12,570 Common Stock
Robert Pomeroy Director, CHIEF EXECUTIVE OFFICER Purchase of securities on an exchange or from another person at price $ 12.73 per share. 06 May 2022 4,000 155,539 (0%) 0% 12.7 50,904 Common Stock
Gerald Michaud Director, PRESIDENT Purchase of securities on an exchange or from another person at price $ 15.87 per share. 06 Dec 2021 3,450 116,300 (0%) 0% 15.9 54,752 Common Stock
Robert Pomeroy Director, CHIEF EXECUTIVE OFFICER Purchase of securities on an exchange or from another person at price $ 16.13 per share. 06 Dec 2021 600 6,448 (0%) 0% 16.1 9,678 Common Stock
Robert Pomeroy Director, CHIEF EXECUTIVE OFFICER Purchase of securities on an exchange or from another person at price $ 16.11 per share. 06 Dec 2021 2,500 146,244 (0%) 0% 16.1 40,275 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 16.34 per share. 06 May 2021 2,500 138,073 (0%) 0% 16.3 40,850 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 16.36 per share. 06 May 2021 600 5,475 (0%) 0% 16.4 9,816 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 16.19 per share. 04 May 2021 2,500 112,078 (0%) 0% 16.2 40,475 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 13.30 per share. 05 Mar 2021 11,300 109,578 (0%) 0% 13.3 150,290 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 13.25 per share. 05 Mar 2021 5,000 133,877 (0%) 0% 13.3 66,250 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 11.70 per share. 04 Jun 2020 10,000 120,204 (0%) 0% 11.7 117,000 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 11.38 per share. 02 Jun 2020 14,900 95,844 (0%) 0% 11.4 169,562 Common Stock
Daniel R. Trolio Senior VP and CFO Purchase of securities on an exchange or from another person at price $ 9.31 per share. 05 May 2020 538 962 (0%) - 9.3 5,007 Commons Stock
Joseph J. Savage None Purchase of securities on an exchange or from another person at price $ 8.43 per share. 31 Mar 2020 6,500 35,000 (0%) 0% 8.4 54,795 Common Stock
Joseph J. Savage None Purchase of securities on an exchange or from another person at price $ 8.91 per share. 25 Mar 2020 2,000 28,500 (0%) 0% 8.9 17,820 Common Stock
Joseph J. Savage None Purchase of securities on an exchange or from another person at price $ 7.57 per share. 20 Mar 2020 8,000 26,500 (0%) 0% 7.6 60,560 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 5.98 per share. 18 Mar 2020 4,000 106,408 (0%) 0% 6.0 23,920 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 10.33 per share. 13 Mar 2020 800 4,336 (0%) 0% 10.3 8,264 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 10.75 per share. 13 Mar 2020 4,000 102,498 (0%) 0% 10.8 43,000 Common Stock
Elaine A. Sarsynski None Purchase of securities on an exchange or from another person at price $ 9.64 per share. 12 Mar 2020 2,000 7,000 (0%) 0% 9.6 19,280 Common Stock
Daniel R. Trolio Vice President and CFO Purchase of securities on an exchange or from another person at price $ 11.83 per share. 11 Mar 2020 421 421 (0%) 0% 11.8 4,980 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 12.00 per share. 14 Aug 2019 3,500 77,128 (0%) 0% 12 42,000 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 12.14 per share. 07 Aug 2019 5,000 93,225 (0%) 0% 12.1 60,675 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 12.14 per share. 07 Aug 2019 575 3,350 (0%) 0% 12.1 6,980 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 11.70 per share. 13 May 2019 4,500 86,077 (0%) 0% 11.7 52,650 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 11.70 per share. 13 May 2019 555 2,719 (0%) 0% 11.7 6,494 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 11.65 per share. 09 May 2019 900 73,842 (0%) 0% 11.7 10,487 Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 10.08 per share. 18 May 2018 15,000 70,034 (0%) 0% 10.1 151,200 Common Stock
Elaine A. Sarsynski None Purchase of securities on an exchange or from another person at price $ 10.00 per share. 07 May 2018 3,000 5,000 (0%) 0% 10 30,000 Common Stock
Joseph J. Savage None Purchase of securities on an exchange or from another person at price $ 10.60 per share. 15 Mar 2018 10,000 18,500 (0%) 0% 10.6 106,000 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 11.07 per share. 28 Nov 2017 400 70,679 (0%) 0% 11.1 4,428 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 11.08 per share. 28 Nov 2017 400 1,867 (0%) 0% 11.1 4,431 Common Stock
Elaine A. Sarsynski None Purchase of securities on an exchange or from another person at price $ 11.21 per share. 22 May 2017 2,000 2,000 (0%) 0% 11.2 22,420 Common Stock
Joseph J. Savage None Purchase of securities on an exchange or from another person at price $ 11.27 per share. 08 May 2017 7,000 8,500 (0%) 0% 11.3 78,918 Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Nov 2016 4,000 62,116 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Nov 2016 225 1,306 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Sep 2016 225 485 - - Common Stock
Joseph J. Savage None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2016 1,500 1,500 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Mar 2016 260 260 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Mar 2016 1,700 49,170 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Mar 2016 2,000 54,576 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Dec 2015 1,800 50,920 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2015 4,400 46,832 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 5,000 48,187 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2015 4,500 42,432 - - Common Stock
Christopher Mathieu SVP, CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Aug 2015 3,000 15,862 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Aug 2015 500 4,359 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Aug 2015 1,000 37,274 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Aug 2015 500 3,825 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Aug 2015 4,000 41,825 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Jun 2015 2,000 37,181 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Jun 2015 550 35,932 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2015 1,500 34,624 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Mar 2015 30 900 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Mar 2015 1,000 3,109 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2014 500 3,116 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 100 623 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 225 848 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 425 32,059 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Nov 2014 600 2,109 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Sep 2014 500 2,577 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Mar 2014 1,500 12,320 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Mar 2014 1,900 16,013 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Nov 2013 450 1,509 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2013 4,000 10,511 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Nov 2013 7,200 13,835 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Aug 2013 500 2,012 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Aug 2013 1,100 6,532 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Aug 2013 1,000 6,409 - - Common Stock
Christopher Mathieu SVP, CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Aug 2013 1,000 4,500 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Dec 2012 500 5,079 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Dec 2012 1,090 5,100 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Dec 2012 500 1,500 - - Common Stock
David Swanson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Dec 2012 200 2,493 - - Common Stock
David Swanson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Dec 2012 1,307 4,000 - - Common Stock
David Swanson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Dec 2012 200 2,693 - - Common Stock
David Swanson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Dec 2012 293 2,293 - - Common Stock
Christopher Mathieu SVP, CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Dec 2012 1,000 3,500 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Sep 2012 620 3,886 - - Common Stock
James Bottiglieri None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Sep 2012 1,000 4,843 - - Common Stock
Christopher Mathieu SVP, CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Sep 2012 1,000 2,500 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Sep 2012 600 4,437 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Sep 2012 500 1,000 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Sep 2012 500 1,000 - - Common Stock
David Swanson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Aug 2012 2,000 2,000 - - Common Stock
Edmund Mahoney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2012 500 500 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Jun 2012 40 409 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Jun 2012 200 3,737 - - Common Stock
James Bottiglieri None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2012 500 3,751 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2012 500 500 - - Common Stock
Daniel Devorsetz SVP and CCO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 May 2012 100 100 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 May 2012 500 3,305 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2012 1,500 3,094 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 500 3,313 - - Common Stock
Christopher Mathieu SVP, CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 500 1,500 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2011 600 1,576 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Dec 2011 350 350 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2011 1,000 2,350 - - Common Stock
Christopher Mathieu SVP, CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Aug 2011 1,000 1,000 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Aug 2011 1,000 1,350 - - Common Stock
Robert Pomeroy Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Aug 2011 350 350 - - Common Stock
Gerald Michaud Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Aug 2011 925 925 - - Common Stock
James Bottiglieri None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 May 2011 3,000 3,000 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Oct 2010 2,000 2,000 - - Common Stock
Christopher Woodward None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Oct 2010 500 2,500 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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